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January
20
TEXT
OF
LEGAL BRIEF
BY MUMIA'S LAWYERS
Mumia's
defense team filed a 100 page document
in federal court requesting the judge to "review the reasonableness
of the State Court's Finding if Fact" in Mumia's 1982 trial and
PCRA hearings. The 1996 EDPA
federal law "presumes correctness" on the part of the state courts.
Mumia's defense team argues that there was no meaningful fact-finding
under Sabo, and that the whole proceedings
should be disregarded.
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Petitioner's
Motion and Memorandum to Review
for Reasonableness the State Court's Findings of Fact
Pursuant to 28 U.S.C. §2254(d)(2) and the Fifth, Eighth and Fourteenth
Amendments to the U.S.
Constitution
Petitioner
Mumia Abu-Jamal (Jamal) respectfully moves this Court to review
for reasonableness the state court findings of fact, issued in
connection with Petitioner's application for relief under Pennsylvania's
Post-Conviction Relief Act (PCRA), pursuant to 28 U.S.C. §2254(d)(2),
and the Fifth, Eighth and Fourteenth Amendments to the United
States Constitution. This Motion presents two overarching grounds
for setting aside the factfinding by Judge Albert F. Sabo, the
presiding judge over the original trial and the PCRA proceedings.
The
first basis for reviewing the state court factfinding rests with
a particularized "reasonableness" analysis of the record pursuant
to 28 U.S.C. §2254(d)(2). As shown below, Judge Sabo's findings
of fact, in their particulars, are not reasonable in light of
the record as a whole. The second basis is more global in its
reach and sprouts from elementary due process considerations.
Specifically, Jamal contends that the state court factfinding
deserves no deference because Judge Sabo harbored deep-rooted
bias and hostility toward Jamal in particular, and toward criminal
defendants generally. This bias and hostility led to PCRA proceedings
that were an exercise in futility which irremediably tainted the
state court's factfinding.
Introduction
The
PCRA proceedings were nothing more than a futile prelude to federal
habeas litigation, and Judge Sabo's actions and findings were
calculated to immunize Jamal's conviction and sentence, so far
as possible, from vigorous and meaningful federal habeas review.
Judge Sabo's PCRA proceedings culminated in his virtual verbatim
adoption of the Commonwealth's flawed proposed findings of fact.
A detailed analysis of Judge Sabo's findings of fact, to which
the Pennsylvania Supreme Court deferred without engaging in its
own factfinding, constitutes Part I of this Motion and Memorandum;
this Part articulates the reasons why those findings are unreasonable
in light of the record as a whole.
Independent
of the subsection (d)(2) "reasonableness" analysis of Part I is
the issue of Judge Sabo's palpable bias and unfitness to preside
over the PCRA proceedings, as set forth in Part II. The due process
analysis set forth in Part II, rooted in the Fifth, Eighth, and
Fourteenth Amendments, arises from the proposition that this Court
should not be indifferent to the realities faced by the Petitioner
in the state court.
Meaningful
habeas review depends upon the integrity of the state court system
itself. Thus, under subsection (d)(1) of 28 U.S.C. §2254, state
court conclusions of law that run "contrary to" clearly established
Supreme Court precedent warrants federal action, as the state
court system is duty-bound to adhere to the United States Constitution.
(See Petitioner's Mem. Law, dated 12/6/99) Under subsection (d)(2),
federal courts must independently review, pursuant to its plenary
authority under Article III, the state court record to determine
whether the state court's factfinding is reasonable. See Part
I, infra. These two provisions, in short, exist within
a constitutional constellation which requires federal habeas petitions
to be treated as civil actions properly invoking the full Article
III powers of the federal courts, while simultaneously preserving
that delicate federalist balance which acknowledges the State
court's role as independent guarantor of rights under the United
States Constitution. [1]
But
where, as here, a State court abdicates its role as independent
and neutral guarantor of rights under the United States Constitution
by virtue of its failure to accord a defendant a full and fair
hearing, the sensitivity over the federalist balance gives way
to the plenary authority of the federal court to ensure that the
integrity of the United States Constitution is not besmirched
by an unfair or inadequate state process. See Townsend v. Sain,
372 U.S. 293, 312-13 (1963). A federal habeas court must independently
examine the record to determine, as a threshold matter, whether
the state-court trier of fact has accorded a petitioner a "full
and fair hearing" and thereupon "reliably found the relevant facts."
Id. (emphasis added) In short, federal review in a habeas
context comprehends a sensitivity to procedural rights and substantive
reliability in the fact-finding process. See generally Ford
v. Wainwright, 477 U.S. 399, 409-17 (1986); Depree v. Thomas,
946 F.2d 784, 788-89 n.6 (11th Cir. 1991); Lahay v. Armontrout,
923 F.2d 578, 578-79 (8th Cir. 1991); Manocchio v. Moran,
919 F.2d 770, 771 n.1 (1st Cir. 1990), cert. denied, 500
U.S. 910 (1991); McAffee v. Procunier, 761 F.2d 1124, 1128
(5th Cir.), cert. denied, 474 U.S. 907 (1985).
Argument
I.
REVIEW OF THE FINDINGS OF FACT FOR REASONABLENESS IN LIGHT OF
THE RECORD AS A WHOLE PURSUANT TO 28 U.S.C. §2254(d)(2)
This
Part of the Memorandum sets forth the bases for adjudicating the
particular state court factfindings as unreasonable pursuant to
28 U.S.C. §2254(d)(2). Subsection (d)(2) provides that habeas
relief cannot be granted with respect to any state-court adjudicated
claim unless the adjudication of the claim
resulted
in a decision that was based on an unreasonable determination
of the facts in light of the evidence presented in the State
court proceeding. (emphasis added) [2]
The
discussion below establishes that Judge Sabo's rejection of various
PCRA claims is "based on an unreasonable determination of the
facts" within the meaning of subsection (d)(2). [3] His tendentious
marshaling of the record ushers forth a distorted interpretation
of testimony, an unreasonable discounting of favorable evidence,
and even a wholesale disregard of the most probative aspects of
the record - all reflecting Judge Sabo's undisguised predisposition
to reject Jamal's PCRA Petition at the moment it was filed. In
those instances where favorable testimony and other evidence are
unrebutted, Judge Sabo typically couches his factual findings
in credibility assessments, fully aware that conclusory findings
that a witness is not credible enhances the chances that a claim
would be regarded as immune from meaningful habeas review by an
independent federal judge. [4]
Nonetheless,
as shown below, Judge Sabo's factual findings (even those cloaked
within the mantle of first-hand credibility determinations) cannot
withstand the scrutiny contemplated by subsection (d)(2). Most
notably, one sees the classic reverse process of starting the
analysis of the record with the outcome and specific factual conclusions
in mind, and then extracting those nuggets of testimony which
might, in some fashion, support that preordained result. In short,
the particular offense to due process described in Part II of
this Memorandum finds full expression in Judge Sabo's factfinding
universe. It comes as no surprise, therefore, that the findings
of fact at issue here, taken together and singularly, are unreasonable
in light of the record as a whole, and thus must be set aside
pursuant to §2254(d)(2). [5]
A.
The Record Regarding The Eyewitnesses (Claims 1, 2, and 10) [6]
Claims
1 and 2 of the Petition allege that the Commonwealth deprived
Jamal of fundamental due process by manipulating witnesses, through
coercion and inducements, which prevented him from presenting
the full panoply of evidence countering the prosecution's scenario
of the shooting while simultaneously supporting the defense theory
that the true shooter fled the scene of the crime. Claim 10 of
the Petition alleges that the trial court unreasonably blocked
relevant lines of inquiry bearing upon eyewitness bias and motive.
Judge Sabo's factfinding with respect to Claims 1 and 2 (no factfindings
issued for Claim 10) is the starkest illustration of how favorable
facts are glossed over through conclusory credibility findings,
thereby obviating the discomfiting task of reckoning with the
constitutional implications arising from the evidence (much of
which is unrebutted). But, as demonstrated below, those credibility
findings should be seen for what they truly are: a thinly disguised
effort to undercut federal habeas review of evidence which serves
to prove that a total miscarriage of justice occurred with the
jury's 1982 verdict of guilt.
1.
The findings regarding the prosecution eyewitnesses (White &
Chobert)
The
prosecution contends, and Judge Sabo concluded, that three eyewitnesses
saw Jamal shoot P.O. Faulkner in the back, and then "ruthlessly
shoot [him] in the face as he lay helpless." (Answer to PCRA Petition
at 1)(See FF 16) [7] From the prosecution's perspective,
the record bespeaks an "open-and-shut" case. The evidence presented
in the PCRA proceedings, however, shows that a highly impeachable
version of events advocated by the prosecution at the 1982 trial
was transformed into this phantom "open-and-shut" case through
the manipulation of key eyewitnesses. The overarching fact, which
Judge Sabo submerges beneath the surface of his factfindings,
is that five individuals - none knowing the others and all indisputably
in the vicinity of the crime scene when police quickly arrived
after the shooting erupted - promptly told crime scene investigators
and homicide detectives that a person (or, in one instance, persons)
fled the scene immediately after shooting erupted. [8]
The
direction and location of that flight, as described by each of
the eyewitnesses, were uniformly consistent. The person fleeing
the scene was heading in the direction of a nearby alleyway, a
mere thirty steps or so from the fallen officer. Any analysis
of the record that ignores this evidence can only be characterized
as an unreasonable analysis under subsection (d)(2). [9]
(a)
The testimony of Cynthia White - the foundation to the prosecution's
theory of what happened
The
key prosecution eyewitness, from the perspective of the prosecution
itself, was prostitute Cynthia White. (See Answer to PCRA
Petition at 5) She was the only witness who claimed to see Jamal
holding a gun, and it was her exceedingly detailed trial account
which served as the pivotal evidentiary basis for the prosecution's
theory of what happened at the scene of the crime. (6/22/82 Tr.
5.102, 5.515-16) Judge Sabo adopts in his factfinding the prosecution's
theory of what occurred, including the discredited theory that
P.O. Faulkner shot Jamal as he (Faulkner) was falling to the ground
and that only two other individuals were in a position to shoot
the officer (Jamal and his brother, Billy Cook). (FF 15)(6/26/82
Tr. 83) By so doing, Judge Sabo necessarily endorses the credibility
and reliability of witness White.
White
had 38 prior arrests for prostitution in Philadelphia and 3 open
cases awaiting trial in Philadelphia when she took the stand.
(6/21/82 Tr. 4.80-81) She also had an extensive history of providing
false information to law enforcement (Id. at 4.116 et seq),
and frequently revised her account over time to conform to the
prosecution's theory (even to the point of retreating from her
initial description of the shooter as shorter than 5'8" (6/22/82
Tr. 5.215) - Jamal is over six feet). (Id. at 4.156 et
seq.) Each of her revised accounts came about in the wake
of an arrest, a fact that White admitted was not coincidental.
(Id. at 4.169-172) The record reveals that she understood
that law enforcement regarded her as a valuable witness, and that
she was savvy enough to know how to parlay that importance to
secure benefits for herself. (Id.)
As
Claim 1 sets forth, unknown to the defense at the time trial began,
White had been given a special undisclosed favor by police in
exchange for her testimony: she was to be given police protection
while she worked as a prostitute in exchange for her testimony.
[10] (8/1/95 Tr. 175-77; 7/28/95 Tr. 54-55) At the PCRA hearing,
investigator Robert Greer, with over twenty years law enforcement
experience, testified that when he attempted to interview White
before the 1982 trial he was unable to do so because two plainclothes
police officers in a red car were always nearby. (8/1/95 Tr. 175-76,
182, 201-02) [11] Judge Sabo gave short shrift to Greer's testimony,
stating that "[t]his Court cannot find that two occupants in a
little red car parked on a street corner in the city of Philadelphia
are police officers protecting a prostitute who had been previously
and subsequently arrested at least 38 times." (FF 14, n. 4) Judge
Sabo further opined that the proximity of undercover officers
observing White "would discourage any potential customers." (Id.)
[12]
Aside
from the fact that Judge Sabo simply discounted the assessment
of a seasoned investigator, he discards information in the trial
record which bolsters Greer's assessment. Specifically, the trial
record shows that in January 1982, police told another prostitute,
Veronica Jones, that she would be allowed to work the street with
impunity, like Cynthia White, if she would incriminate Jamal.
(6/29/82 Tr. 135-36) Judge Sabo blocked this crucial line of inquiry
in 1982. (See I.B.2.(a), infra)
By
blocking the defense from eliciting details from Jones about this
law enforcement manipulation of her and White, Judge Sabo created
a gap in the trial record which, had it been developed, would
have substantiated the testimony of investigator Greer (and would
have independently formed the basis for Jamal's Brady claim).
Instead, this evidentiary gap in the trial record, created by
an erroneous trial ruling in 1982, creates a vacuum for Judge
Sabo's 1995 finding that Greer is too unreliable to credit. This
is but the first of many instances where Judge Sabo seizes upon
a gap in the evidentiary record, which he created through his
own evidentiary rulings, to justify a particular factual finding.
Furthermore,
Judge Sabo stands behind White's trial testimony in the face of
unrebutted expert evidence that establishes that her account was
a complete fabrication. As discussed in more detail later (see
I.E.2., infra), a pathologist at the PCRA hearing testified
that the bullet which traversed Jamal's body traveled in a downward
direction (an uncontroverted fact), thus refuting the prosecution's
theory, rooted in White's trial account, that P.O. Faulkner shot
Jamal as he was falling to the pavement. This physical evidence
concerning the bullet's trajectory establishes that the prosecution's
theory of what happened is wrong and that its own principal eyewitness
likely did not even see the events she purports to describe. [13]
Yet
another item of suppressed evidence raises troubling questions
about White's veracity. As discussed more fully below (I.A.2.e.,
infra), it is undisputed that the prosecution suppressed
evidence indicating that P.O. Faulkner was given a duplicate driver's
license during the course of the traffic stop. While the significance
of this suppression goes well beyond White's credibility as a
witness (as the later discussion reveals), its disclosure at trial
could have enhanced the deconstruction of White's highly-detailed
account of the interaction between P.O. Faulkner and Billy Cook
which took place before Jamal's arrival on the scene. (See,
e.g., 6/22/82 Tr. 5.96 et seq.) Although White provided
a seamless narrative of this interaction, purporting to leave
no detail unmentioned (suggestive of being heavily coached), her
account makes no mention of the transmittal of this document to
P.O. Faulkner. [14] Given that the officer undoubtedly received
the document during this traffic stop, White either did not actually
witness the events, at least not with the keen attention suggested
by her testimony, or she was coached into omitting any mention
of this fact. Thus, suppression of this document prevented another
line of productive cross-examination further tarnishing the prosecution's
star witness.
Finally,
Judge Sabo's factfinding leaves unsettled another inexplicable
aspect of White's testimony. While White insisted that she could
see everything that transpired during the events in question,
she could not account for how others observed flight from the
scene, as she denied that anyone fled. (6/22/82 Tr. 5.154-155)
Nor did she claim to see P.O. Faulkner striking Billy Cook - a
fact that the prosecution does not contest. [15] These facts,
too, suggest that she did not, in fact, witness the events that
she described at trial.
(b)
The recantation by prosecution witness Robert Chobert
The
second prosecution eyewitness was Robert Chobert, a cabdriver.
Chobert acknowledged he only heard shots but never saw a gun.
(6/19/82 Tr. 229-30, 261) On the night of the shooting, he told
police the shooter was a large, heavy man (estimated to be 200
to 225 pounds), in his mid-thirties. (Id. at 234-42) He
also told crime scene investigators that the shooter, wearing
a light tan shirt and jeans, "ran away." (Id. at 236; PCRA
Petition Exh. 15) Jamal, on the other hand, was 28 years old,
slim (weighing only 170 pounds), was wearing a red and blue ski
jacket, and fell wounded to the curb near the scene of the shooting,
physically unable to run. [16] Chobert reaffirmed this account
later that morning at the precinct, adding that the shooter ran
"30 steps." (6/19/82 Tr. 236; PCRA Petition Exh. 15)
As
wrong as it is brazen, Judge Sabo actually finds that Chobert's
trial testimony did not meaningfully depart from his reported
observations immediately after the shooting. (FF 276) The record
leaves no doubt that Chobert recanted his observations of flight
(which was plainly favorable to the defense) when he testified
as a prosecution witness. Even Chobert admits to the discrepancy,
explaining that the discrepancy between his trial testimony and
his pretrial statements was the result of a mistake when he spoke
to the police immediately after the shooting. (6/19/82 Tr. 237,
248)(7/31/95 Tr. 105) [17]
Judge
Sabo's factfinding says nothing of the implications of Chobert's
revised story, thus reflecting its perfunctory quality. Specifically,
Chobert's reported observation that the shooter "ran away" makes
sense in light of what Chobert did next: he exited his cab
to see if he could help the fallen officer. (6/19/82 Tr. 211,
234) Had the shooter remained at the scene (as Chobert was to
claim later at the trial), however, it would not make sense that
Chobert would put himself in harm's way by going towards
the shooter (still armed) and the fallen officer. Similarly, had
the shooter remained at the scene, it would not make sense for
Chobert even to raise the irrelevant issue of flight. Yet, Chobert
did raise the issue of flight with the investigating officers
and he did walk towards the fallen officer, unafraid of an encounter
with an armed and cold-blooded cop-killer still at the scene.
[18] These dual facts, uncontested by the Commonwealth, strongly
enhance the reliability of Chobert's initial report to police
regarding flight from the crime scene and, at the same time, highlight
the irrationality of Chobert's revisionist trial account.
Judge
Sabo's erroneous factual finding that Chobert's trial testimony
was consistent with his pretrial statements caused him to ignore
the vital need for the defense to present evidence explaining
why his recantation came about. One tactic pursued at trial
to illuminate why he recanted was blocked by Judge Sabo: the defense
was precluded from showing that Chobert had been convicted of
arson-for-hire -- for which he was on probation at the time. (6/19/82
Tr. 220-22, 225-26) Chobert's probationary status made him vulnerable
to police pressure, as did his prior DWI charges. (Id.
at 225-26)
New
evidence at the PCRA hearing demonstrates additional reasons why
Chobert changed his testimony in ways favorable to the prosecution.
Chobert revealed at the PCRA hearing that he had a problem on
December 9, 1981, which required favorable consideration from
the police. Despite his probation, he was driving a cab with a
suspended driver's license. (8/15/95 Tr. 5-6) Rather than prosecute
that violation, the prosecutor, Joseph McGill, promised to "look
into" how Chobert could get his license reinstated. (Id.
at 5) Chobert admitted that he believed McGill was intending to
assist him. (Id. at 10)
Judge
Sabo downplayed the significance of this new evidence - as well
as the erroneous restriction of defense counsel's trial cross-examination
- because he erroneously rejected the irrefutable fact that Chobert
had recanted at trial his earlier statements concerning seeing
someone flee the scene. Indeed, Judge Sabo blocked PCRA counsel's
attempt to have Chobert admit that his trial testimony was nothing
short of a recantation of his earlier police statements. (Id.
at 25-27) This is yet another instance where Judge Sabo issued
findings of fact after having blocked Jamal from presenting evidence
which would serve to refute those findings.
Judge
Sabo also wrongly surmised that Chobert spoke to McGill about
these important personal economic matters after he testified.
(FF 274) Although Chobert could not recall exactly when he discussed
the matter with McGill, it occurred before or during the trial,
not afterward as Judge Sabo wrongly insinuates. Judge Sabo simply
ignored Chobert's testimony that he never talked to McGill after
the day he testified. (Id. at 4, 20, 28)
Judge
Sabo's findings of fact further ignore the evidence in the record
concerning how the prosecutor extracted maximum advantage from
Judge Sabo's restriction of defense counsel's trial cross-examination
and its suppression of the above-noted evidence. Prosecutor McGill,
knowing that evidence undercutting Chobert's credibility existed,
misled the jury by asking rhetorically: "What motivation would
Robert Chobert have to make up a story within thirty-five to forty-five
minutes later?" (7/1/82 Tr. 182-83) This tactic of taking advantage
of trial rulings and unfair suppression of evidence to suggest
that a witness is untainted by any partiality favoring the prosecution
is especially reprehensible, and an assessment of the record which
openly ignores such an incontrovertible event is manifestly unreasonable
under subsection (d)(2). [19]
(c)
The limited nature of the testimony from witnesses Michael Scanlan
and Albert Magilton
Judge
Sabo identifies prosecution witnesses Michael Scanlan and Albert
Magilton as additional eyewitnesses whom the jury could have relied
for its finding of guilt. (FF 17) Although none of the post-conviction
claims pertain directly to Scanlan's and Magilton's testimony,
it is still necessary to unmask the illegitimacy of Judge Sabo's
finding in this regard.
Judge
Sabo's finding regarding witness Scanlan omits critical facts
from the record which reveal how weak his testimony actually was
in terms of illuminating who actually shot P.O. Faulkner. In fact,
in crucial respects, Scanlan proves to be a materially favorable
witness for the defense, particularly in his "certain[ty]" that
the shooter had an "an Afro hairstyle." (6/25/82 Tr. 8.56) Judge
Sabo never mentions the incontrovertible fact that Scanlan, "certain"
that the shooter had "an Afro hairstyle," refused to identify
Jamal (adorning long dreadlocks) as the shooter (a refusal that
continued at trial); in fact, Scanlan misidentified Jamal at the
scene as the driver of the Volkswagen. (Id. at 8.46) Nor
does Judge Sabo's finding take into account the uncontested fact
that Scanlan admitted that he could not tell which of the black
males at the scene (Jamal and his brother) was which, or who shot
the officer. (Id. at 8.12, 8.36, 8.46, 8.50- 53) The key
to understanding Scanlan's obvious confusion over the two black
males at the scene when the police arrived (Jamal and his brother)
rests with his observation (of which he is "certain") that the
shooter had "an Afro hairstyle" - an observation consistent with
other evidence indicating that a third person was at the scene.
Additionally,
Judge Sabo never acknowledges Scanlan's forthright admission that
he had been drinking that night and that he "assum[ed]" the person
running across the street had brandished a gun. (Id. at
8.65) Whereas Cynthia White's testimony provided a streamlined
and highly coached narrative, Scanlan's obviously reflected something
closer to reality: a dark scene awash in confusion. (Id.
8.12-13, 8.33, 8.37) Whereas Judge Sabo finds as a fact that Scanlan
was a genuine eyewitness who fully implicated Jamal, in actuality
Scanlan was certain only of the fact that shots were fired and
that the shooter had an Afro hairstyle.
Judge
Sabo characterizes witness Albert Magilton as an eyewitness, yet
his testimony provides even less than Scanlan's. Magilton testified
that he was crossing Locust St. when he saw Jamal "walking" across
Locust St. in the direction of P.O. Faulkner; he too did not see
Jamal brandishing a gun, and he did not see Jamal actually reach
the other side of the street. (Id. at 8.87, 8.100) Magilton's
back was to the incident and he did not see who fired shots. (Id.
at 8.77, 8.87, 8.100) His recollection of the gunfire differed
markedly from White's account: Magilton heard three shots in rapid
succession, a pause, then two more. (Id. at 8.88) In fact,
when he turned immediately upon hearing gunfire, he did not see
Jamal. (Id.) Magilton did not, and would not, identify
Jamal as the shooter. (Id. at 8.88-89)
Thus,
whereas Judge Sabo's findings of fact give the impression of a
prosecution case amply supported by eyewitness testimony, the
record reveals something far murkier: erratic eyewitness accounts
marred by contradictions, recantations, and disjointed observations.
2.
The inability of defense counsel to present evidence of flight
due to law enforcement and prosecutorial interference
Claim
2 alleges that witness manipulation prevented Jamal from presenting
a fully developed defense that a third person (husky and sporting
an Afro hairstyle) was at the scene who shot the officer and fled.
The key to understanding the evidentiary foundation to this claim
rests with this uncontested fact: In December 1981, law enforcement
recorded four witness interview reports which describe flight
from the scene of the shooting toward a nearby alleyway (the witnesses
are Chobert, Dessie Hightower, Debbie Kordansky, and Veronica
Jones). A fifth eyewitness's account of flight (that of witness
William Singletary), also in the direction of the nearby alleyway,
was never memorialized in a police report. Judge Sabo's findings
of fact never confront the disturbing reality that the jury heard
from only one witness concerning flight from the scene of the
crime (Hightower), when, in fact, an array of mutually bolstering
evidence existed to substantiate this powerful defense theory.
(a)
The recantation by Veronica Jones
A
week after the shooting, Veronica Jones was interviewed by two
detectives and signed a witness statement memorializing her observation
of two men running from the scene. (7/31/95 Tr. 103-04; 10/1/96
Tr. 18-21) At trial, however, she too recanted this observation.
(7/31/95 Tr. 106; 10/1/96 Tr. 20-21) This recantation occurred
after law enforcement subjected her to a five hour interrogation
and offered her a deal if she implicated Jamal in the shooting.
Defense counsel knew nothing about that interrogation of Jones
or the police promise until she took the stand at trial and alluded
to it herself. (6/29/82 Tr. 129) She was interrupted in her disclosure,
however, by Judge Sabo's inexplicable evidentiary ruling barring
this testimony. (Id. at 134- 45) [20]
In
1996, at a continuation of the PCRA proceedings, Jones testified
that she lied at Jamal's trial in denying that she saw two black
men run away from the scene. (10/1/96 Tr. 20-21) Jones then provided
a fuller account of the manipulation and coercion to which she
was subjected which accounts for her trial recantation.
Judge
Sabo finds Jones's 1996 testimony unworthy of belief. (Op. at
5) [21] He does so without fair regard to the compelling backdrop
to her 1996 testimony which imbues it with heightened reliability.
It is an irrefutable fact that Jones recanted her statement to
detectives one week after the shooting concerning flight from
the scene of the shooting. It is a plain matter of the record
that once she broached the issue of police manipulation of prostitute
witnesses such as herself and Cynthia White, Judge Sabo blocked
defense counsel from eliciting such information for jury consideration.
(6/29/82 Tr. 134-45) Thus, as with Chobert, Judge Sabo issued
an evidentiary ruling at trial that essentially hamstrung the
defense from eliciting evidence which shed light on the recantation.
Absent the full trial testimony and the 1996 PCRA testimony from
witness Jones, her stunning recantation at trial is a puzzling
mystery. But with her 1996 PCRA testimony, coupled with the glancing
(but court-precluded) reference to police manipulation in her
trial testimony, the jumbled pieces to this puzzle fall into place.
Judge Sabo's conclusory rejection of Jones's PCRA testimony explaining
why she recanted at trial spurns the overwhelming tide of circumstances
supporting her credibility.
The
record establishes the following facts. On December 15, 1981,
less than a week after the shooting, Philadelphia police detectives
interviewed Jones at her mother's residence in Camden, New Jersey.
Jones, then a prostitute, reported that she was at the corner
of 12th and Locust Streets when she heard three shots. "I looked
down Locust Street towards Johnny Dee's and I saw a policeman
fall down. After I saw the policeman fall I saw two black guys
walk across Locust Street and then they started sort of jogging.
The next thing I saw was a wagon coming." (PCRA Exh. C-1, pp.
1-2; 10/1/96 Tr. 21, 33, 72, 83-84, 94-95; 10/2/96 Tr. 252, 257)
[22]
Jones
had no motive to invent the story of the running men. Nor did
she have the means to concoct a story of flight which comported
with the observations of others in terms of the location and the
direction of that flight, as she had no way of knowing what others
had told police. Jones had no personal bias in Jamal's favor.
On the contrary, she revealed at trial that she had a personal
connection to the decedent. Jones was befriended by P. O. Faulkner
on two occasions -- once when he saved her from being robbed and
once when he saved her from being assaulted. (6/29/82 Tr. 166-67)
At
trial, Jones recanted her initial account of two men fleeing the
scene, leaving defense counsel stunned. (Id. at 99, 109,
112, 147, 161, 176-77.) While the December 15, 1981 police report
bears the imprint of truth, Jones' trial recantation only raises
the question, why the turnabout?
Jones'
PCRA testimony provides the answer. At the time she testified,
she was in jail on serious felony robbery and gun charges for
which she had been arrested earlier in June 1982. While in jail,
Jones received a visit from two detectives. Using the threat of
years in prison, and a promise to drop the charges if she helped
the prosecution, the detectives pressed Jones to identify Jamal
as the shooter. (10/1/96 Tr. 21-24, 46-47) The detectives said
"they could help me off those charges if I helped them." (Id.
at 22) The detectives repeatedly stressed that Jones faced up
to ten years in prison and the loss of her children if she was
convicted on the charges. They repeatedly reassured Jones that
her charges would be dropped if she helped the prosecution. (Id.
at 46) As Jones described the conversation:
"I
was to name Mr. Jamal (indicating) as the shooter, you know. And
if I was to do that, I was supposed to do something like this
girl named Lucky White. They said we made a deal with her and
it was going to work out for her so they could make it work out
for me. All they kept expressing was don't forget five to ten
years, that's a long time. They kept expressing that point. .
. . The gun charges were supposed to be removed if I went with
them." (Id. at 24.)
At
that time, Jones was a young 21 year old woman, the mother of
three small children. (Id. at 24-25) Because she did not
want to be taken from her small children for a period of many
years, Jones was acutely vulnerable to this police pressure. (Id.)
Exploiting her vulnerability, the detectives "started saying how
my kids could be taken from my mom being I was being sent up for
all this time." (Id. at 46) Ultimately, after she had recanted
her witness statement at Jamal's trial, Jones received a sentence
of probation - a virtual slap on the wrist in view of the four
serious weapons and robbery charges lodged against her. (Id.
at 57)
When
Jones was brought to court to testify at Jamal's trial she was
not told where she was going. She thought she was being taken
to a hearing on her own charges. When she walked into court she
was very surprised to learn that she was appearing in the Jamal
case. (10/1/96 Tr. 21, 23) As Jones explained "I was scared and
I didn't know what was going on. . . . It was a big surprise."
(Id.) In the courtroom, she saw a crowd of police officers,
including the very two detectives who had previously visited her
and pressured her in jail. (Id. at 23) Because of the police
threats and the resulting fear for herself and her children, Jones
testified falsely, and "told them I didn't see two men run away.
. . . I denied seeing anything." (Id. at 70)
In
addition to the conversation in jail, Jones had an earlier conversation
with police in the winter of 1982. Jones and some other prostitutes
were picked up and taken to the 6th District police station. Jones
was not processed or fingerprinted. Instead, two undercover policemen
questioned her. These policemen "[a]sked me if my mind had been
made up what I was going to do. . . . They said you don't see
Lucky (aka Cynthia White) around here, do you." (Id. at
30, 38- 39) The detectives told Jones that she could work as a
prostitute without being picked up by police if she would "name
Mr. Jamal as the shooter." (Id. at 30-31) At the 1982 trial,
Jones alluded to the winter 1982 6th District police interview.
However, the trial court struck portions of Jones' 1982 testimony
about the 6th District interview and improperly precluded further
inquiry into that subject. (6/29/82 Tr. 134-45) [23]
Judge
Sabo's conclusory rejection of Jones's detailed PCRA testimony
also overlooks the fact that Jones's commitment to the truth was
put to an unexpected and severe test. Responding to Jones' testimony
at the PCRA hearing, the Commonwealth resorted to the rankest
kind of witness intimidation, bringing in New Jersey police officers
to arrest Jones directly from the witness stand on a minor stale
bad check charge which had been dormant for years. (10/1/96 Tr.
196) When the prosecutor, with the full endorsement of Judge Sabo,
announced during Jones' cross-examination "that she has to be
taken into custody with regard to this," Jones immediately responded:
"This is not going to change my testimony." (Id.) Jones
was handcuffed and whisked away straight from the witness stand
to a jail cell. [24]
Judge
Sabo did nothing to prevent the proceedings from devolving into
a circus. When Jones' counsel asked that this spectacle cease
so that Jones could appear on her own recognizance, Judge Sabo
refused the request. [25]
Apart
from these blatant intimidation tactics, the Commonwealth did
nothing to refute the substance of Jones' description of police
intimidation. The Commonwealth's sole witness on this point was
William Thomas, a lead detective on the case. The Commonwealth
asked Thomas just a single question, whether he had knowledge
of the police intimidation of Jones at the prison. (10/2/96 Tr.
196) Having asked Thomas that one question, the Commonwealth then
fought tooth and nail to prevent the defense from cross-examining
him. (Id. at 197-209) Despite the Commonwealth's efforts
to prevent cross-examination, it soon became clear that Thomas
simply could not deny that other detectives may have visited Jones.
Thomas reluctantly admitted that he had two supervisors, Lt. McGowan
and Sgt. Gibbons, who may have ordered Jones to be re-interviewed.
(Id. at 201-02) Thomas further acknowledged that it would
have been District Attorney's office detectives who would have
been responsible for bringing Jones down to testify in court.
(Id. at 223) Yet the Commonwealth failed to present Sgt.
Gibbons, Lt. McGowan, or anyone from the District Attorney's office
to refute Jones' testimony or explain the nature of the Commonwealth's
communications with her while she was incarcerated. Moreover,
the Commonwealth steadfastly refused to produce any items from
the District Attorney's file relating to Jones.
(b)
The intimidation of Dessie Hightower
Efforts
to intimidate Dessie Hightower - which were apparently unsuccessful
-- also came to light in the PCRA proceedings. Of all the crime
scene witnesses, only Hightower, a materially favorable defense
witness, was subjected to a polygraph test. On December 9, 1981,
Hightower was in the vicinity of 13th and Locust and heard the
shooting. Although he did not see the shooting, Hightower heard
shots and looked down Locust Street from near the intersection
at 13th Street. He told the jury that he saw a black male fleeing
eastward toward 12th and Locust Streets.
Hightower
again testified in 1995 at the PCRA proceedings. [26] He explained
that when law enforcement immediately interviewed him, he told
them about the fleeing man. (8/3/95 Tr. 18-19) A week later, on
December 15, 1981, law enforcement interviewed him again. This
interview lasted almost six hours, from 4:00 p.m. to 9:40 p.m.
(Id. at 20-21, 92) Again Hightower told police he saw a
black man flee the scene. (Id. at 22) Hightower told that
story consistently, never altering it -- a dramatic contrast from
the shifting accounts by key prosecution eyewitnesses. (Id.
at 103)
About
three hours into the second interview Hightower was asked to take
a polygraph test. (Id. at 23-24, 100) It is undisputed
that, unlike Hightower, police did not ask Cynthia White, Robert
Chobert, Albert Magilton, Michael Scanlan, or any other prosecution
witness to take a polygraph test. (Id. at 171) The Commonwealth
could provide no explanation as to why a young college student
was subject to a polygraph and the other "pro-prosecution" witnesses
- some of whom had criminal records -- were not. (Id. at
117,169)
It
is undisputed that Hightower was subjected to a polygraph examination.
Nor is it disputed that he was singled out, without explanation,
for this intrusive police procedure. Judge Sabo instead focused
exclusively on the more trivial issue of whether Hightower passed
the polygraph examination. (FF 160-68) Thus, Judge Sabo's findings
leave intact the true significance of Hightower's PCRA testimony
- namely, that law enforcement bias in the investigation led to
the selective use of the polygraph device to intimidate a young
college student who was clearly slated to be an effective defense
witness. The withholding of this evidence, which had broader significance
in terms of bolstering other evidence of investigative bias, violated
the prosecution's Brady obligations. [27]
(c)
The defense's inability to secure the attendance of eyewitness
Debbie Kordansky
Debbie
Kordansky was another witness to flight from whom the jury did
not hear. Defense counsel never subpoenaed Kordansky because the
prosecutor withheld her address and phone number, obstinately
refusing to provide it throughout the pretrial phase of the case.
She took the stand in 1995 because her recorded observations to
the police corroborated Hightower's testimony that someone fled
the scene. On December 9, 1981, Kordansky lived at the St. James
House at 13th and Walnut. (8/3/95 Tr. 229) That morning at about
3:45 to 4:00 a.m. she heard a noise she thought was firecrackers.
(Id. at 232) She saw a man running east on the south side
of Locust Street, consistent with that of four other witnesses.
(Id. at 238, 247, 252-53, 255)
Judge
Sabo discounted Kordansky's usefulness as a defense witness principally
on the ground that her observations of flight might have occurred
after the police arrived. (FF 179-80) That Kordansky's
observation of flight is corroborated by four other witnesses
is of no moment in Judge Sabo's rendition of the record. Furthermore,
his speculation that she might have seen someone flee after the
arrival of the police simply makes no sense, and thus cannot be
characterized as reasonably linked to the record. What Judge Sabo
conveniently overlooks is the obvious and uncontested fact that
she reported her observations to the police of someone fleeing
the scene because she thought it would be helpful to them in their
effort to apprehend the shooter. (Id. at 247, 252) Judge
Sabo's tortured finding crosses over into absurdity precisely
because there would be no reason for Kordansky to report her observations
of events after the arrival of police, as such gratuitous information
would not have had a bearing on who committed the crime. The plain
fact that Kordansky reported her observations of flight bespeaks
her first-hand impression that this information was significant
from a criminal investigation standpoint. [28]
Judge
Sabo also found, without elaboration and without substantiation
from the record, that defense counsel made a strategic judgment
not to call Kordansky, and that this decision served Jamal's interests.
(FF 183) This finding, which also flouts rationality, nicely illuminates
Judge Sabo's proclivity to disregard whole sections of the record.
At the 1982 trial, attorney Jackson asked to speak to witness
Kordansky. Prosecutor McGill advised Jackson that Kordansky did
not want to speak to him, as if this somehow absolved Jackson
from nonetheless making the effort to secure her attendance at
the trial. (7/27/95 Tr. 53-55) Despite Jackson's requests, the
Commonwealth did not produce Kordansky as a witness at trial.
(Id. at 55-56) Consequently, attorney Jackson was left
with the bleak prospect of securing Kordansky's attendance through
a phone conversation with her from within Judge Sabo's chambers
as the jury sat waiting. (Id.; 7/27/95 Tr. 55-56) In the
end, Jackson was unable to persuade Kordansky to come into court
voluntarily. Unable to subpoena her, attorney Jackson forged ahead
with the trial without Kordansky's testimony, but not before complaining
to Judge Sabo that lack of court-authorized funds led to his inability
to retain an investigator, which then led to his inability to
secure Kordansky for trial. (6/30/82 Tr. 14) Thus, Jackson never
even hinted, let alone endorse the point, that he proceeded without
Kordanksy's testimony as a matter of trial strategy. (7/31/95
Tr. 107-08) The notion that Kordansky's testimony was useless
to the defense is simply preposterous, as attorney Jackson recognized.
(Id.)
(d)
The ordeal and unavailability of William Singletary
Unknown
to the defense in 1982, William Singletary had provided a fifth
account of flight to the police. Singletary's reported observations
to the police, however, never came to the attention of defense
counsel because it was suppressed by law enforcement. William
Singletary is not an individual who surfaced for the first time
in 1995. Like Veronica Jones, Dessie Hightower, Robert Chobert,
and Debbie Kordansky, he was indisputably in the vicinity of the
crime scene and interacted with arriving police officers. It is
also undisputed that he was taken to the "Roundhouse" to give
a statement of what he witnessed. (8/11/95 Tr. 227; 8/14/95 Tr.
36-37, 59) Singletary remained there for nearly five hours. (Id.
at 212)
While
at the Roundhouse, Singletary met with a detective whose name,
as Singletary recalls, was Green. Singletary described Detective
Green as an African-American, about 5'7" or 5'8" and approximately
170 pounds. (Id. at 209-10) Singletary also met a tall
white detective wearing a button that said, "Kiss Me, I'm Irish."
(Id. at 232) Although Singletary could not recall the name
of this second detective, it appears to have been Det. Edward
Quinn (6'4" and Irish)(8/14/95 Tr. 58-59), an officer called as
a prosecution witness at the PCRA hearing. Detectives Green and
Quinn interviewed Singletary. (8/11/95 Tr. 210)
According
to the initial written statement he gave police, Singletary was
at the corner of 13th and Locust and saw two shootings there.
(Id. at 298) He saw the shooting of Officer Faulkner and
he saw the shooting of Jamal. (Id.) He did not see Jamal
with a gun and he did not see Jamal shoot Officer Faulkner. (Id.
at 298-99) He did see Officer Faulkner's gun discharge and shoot
Jamal. (Id. at 299) Singletary saw another man, who had
exited from Billy Cook's Volkswagen, shoot the officer. (Id.
at 235-36) The police refused to record this account and coerced
Singletary to endorse a statement indicating that he saw nothing
of consequence. (Id. at 212, 232, 235-36, 242-43) Singletary
went on to describe continued harassment from law enforcement,
ultimately causing him to relocate with his family to North Carolina.
(Id. at 216- 24)
Vernon
Jones, a highway patrolman who knew Singletary in 1981, testified
at the PCRA hearing and confirmed that Singletary was the manager
of a gas station, that there was "nothing unusual" about Singletary
which would indicate a proclivity to fabricate, and that he was
not someone who disliked police. (8/14/95 Tr. 28-29)
Judge
Sabo discredits Singletary's testimony in its entirety largely
on the basis of a December 17, 1981 police report purportedly
memorializing a statement by Officer Jones. According to the statement,
Singletary approached Officer Jones at the crime scene to ask,
"What happened?" When Jones asked Singletary if he saw the shooting,
Singletary allegedly told him that he had not. This police report,
therefore, purports to refute Singletary's PCRA testimony. (FF
261-63)
Judge
Sabo's reliance on this police report, however, is unreasonable,
as a number of other facts seriously call into question this document's
authenticity. First, P.O. Jones, who did not independently recall
the events recorded in the statement, never signed it, which is
a departure from law enforcement routine. (8/14/95 Tr. 22-23,
29) Second, the statement concerns only Singletary, which is odd
in view of the fact that the statement characterizes Singletary
as an irrelevant bystander with no information to provide law
enforcement. (Id. at 45) Indeed, Jones was never asked
to provide information about any other individuals who were present
at the scene. (Id. at 47) Officer Jones could not explain
why he was asked to give a statement which focused on Singletary,
an irrelevant bystander. (Id. at 42, 45) Moreover, Officer
Jones could not explain why this supposedly irrelevant bystander
was taken to the Roundhouse to give a statement. (Id.)
Nor is there an explanation why this supposed irrelevant bystander
who had nothing material to provide law enforcement remained for
questioning at the Roundhouse for nearly five hours. Law enforcement's
efforts to memorialize in such detail the conduct of Singletary
calls to mind the Shakespearean line about the lady who "doth
protest too much." This unsigned police report, dedicated to the
conduct of a supposedly irrelevant bystander, smacks of a defensive
maneuver by law enforcement against the eventuality that Singletary
would someday step forward with the truth.
(e)
Physical evidence substantiating the eyewitnesses' account of
flight by a third person
The
prosecution disputes the relevance of the eyewitness accounts
of flight based upon the ill-conceived theory that only two people
were at the crime scene with P.O. Faulkner when gunfire erupted:
Jamal and his brother, Billy Cook. Undermining this aspect of
the prosecution's theory, therefore, punctures the image of a
reliable open-and-shut case while affirmatively bolstering the
defense theory that a third person, present at the scene, was
actually seen fleeing toward a nearby alleyway. Judge Sabo's factfinding
fails to grapple with the incontrovertible fact that the prosecution
suppressed physical evidence which would have allowed the defense
to do precisely that: undermine the prosecution's "two people
at the crime scene" theory.
A
reading of Judge Sabo's factfinding gives no clue that law enforcement
actually initiated an investigation - without following through
- into the possibility that a third person was at the crime scene
and that this third person fled. On the night in question, law
enforcement picked up at least three black males, including Cynthia
White's pimp and Billy Cook's business associate (Kenneth Freeman),
for questioning on suspicion of being the fleeing man who shot
Officer Faulkner. New and uncontested evidence, revealed for the
first time at the 1995 PCRA hearing, established that a duplicate
driver's license belonging to one Arnold Howard was found in the
clothing of the deceased officer. (8/9/95 Tr. 6; 8/11/95 Tr. 167)
[29] Judge Sabo's factfinding, while not quarreling with the above-mentioned
fact, denigrates its significance (FF 216): although the prosecution
indisputably suppressed this evidence, Judge Sabo casually brushed
that prosecutorial malfeasance aside without even acknowledging
that this information undercut the prosecution's jealously-guarded
"two persons" theory (to which Judge Sabo himself subscribed at
trial (6/26/82 Tr. 83)) and bolstered the defense theory that
another individual, the actual shooter, was at the scene.
By
itself, the undisputed fact that the deceased officer had within
his clothing a duplicate license belonging to a third person is
more than just an interesting fact having a slight bearing on
the guilt/innocence calculus, as it raises a question about the
reliability of the prosecution's "two persons at the crime scene"
theory. [30] But in view of the remarkable fact that five independent
witnesses saw flight from the scene of the crime (a fact never
considered by Jamal's jury), this uncontested item of physical
evidence takes on substantial evidentiary significance. The eyewitness
accounts and the driver's license mutually reinforce the indispensable
message that the jury would have received in a genuinely fair
trial proceeding - namely, that the prosecution's theory that
only two people were at the scene who were in a position to shoot
the officer is too unreliable to justify a "guilt beyond a reasonable
doubt" conclusion.
B.
Suppressed Evidence Concerning Law Enforcement Surveillance of
Jamal (Claim 5)
Other
suppressed evidence beyond the straightforward information concerning
the flight of another person from the scene enhances the defense
theory that law enforcement rushed to judgment. Evidence bearing
upon law enforcement's deep-seated, continuing police bias against
Jamal based on his political activism was never turned over to
the defense for use at trial. Jamal sought to establish this bias
through over 600 pages of FBI files demonstrating constant and
continuing Philadelphia police surveillance and harassment against
him since the late 1960's when, as a teenager, he helped to found
the Philadelphia chapter of the Black Panther Party. The FBI files
establish that the Philadelphia police actively engaged in this
surveillance and maintained their own files on Jamal, but these
files were never turned over to the defense. Judge Sabo simply
refused to accept the FBI files in evidence at the PCRA hearing
and engaged in no factfinding on that claim. (8/7/95 Tr. 24-25)31
C.
The Manufactured Confession (Claims 3 and 9)
A
central element of the prosecution case against Jamal was the
claim that he twice shouted out a profanity-laden confession ("I
shot the m-f'er and I hope the m-f'er dies") in a crowded emergency
room while fifteen to twenty police officers were hovering over
him. (E.g., 6/24/82 Tr. 56, 83) The prosecutor characterized the
"confession" as a "picture of extreme arrogance, defiance, even
a strange boastfulness. . . ." (6/19/82 Tr. 14-15) As significant
as this alleged confession obviously was, with all of the police
officers nearby to hear it, not a single police officer reported
anything about a confession until two months elapsed. What prompted
the reporting of a confession was not the homicide investigation,
but an Internal Affairs investigation into Jamal's complaint of
police brutality. The homicide investigation produced a signed
statement from a police officer assigned guard duty over Jamal.
This police officer, who was present when Jamal supposedly confessed,
reported that Jamal had said nothing during the entire time he
was with him. (8/1/95 Tr. 38) The jury never heard from this police
officer. Consequently, this inflammatory evidence, which surely
was a driving force in the jury's decision to convict and then
opt for death, was never refuted in the way that it should have
been..
As
shown below, defense counsel sought to call this police officer,
P.O. Gary Wakshul, to discredit the confession claim. However,
prosecutor McGill represented to the trial court that Wakshul
was "unavailable." Judge Sabo surmised that he was on vacation.
With the full backing of the prosecutor, Judge Sabo refused the
defense's urgent but modest request to have the officer called
at home to see if he was still in Philadelphia and thus available
to testify. All other requests for a continuance to secure this
vital witness's attendance were rejected.
At
the 1995 PCRA hearing, Wakshul finally testified. He revealed
that he was in fact at home during the trial, and therefore easily
reachable by telephone. According to Wakshul, prosecutor McGill
must have known this. (8/1/95 Tr. 85) Thus, the very basis upon
which Judge Sabo obstinately refused to grant a continuance -
Wakshul's purported unavailability (FF 124) - turned out to be
wrong. But even more importantly, Judge Sabo's irascible treatment
of the defense's request for a continuance - at one point chiding
Jamal that he and his attorney had "goofed" in failing to subpoena
Wakshul - was symptomatic of his overt hostility towards Jamal.
Judge Sabo simply accepted as fact that Wakshul was unavailable,
even though no one had bothered to investigate whether this was
indeed true. [32]
1.
The explosive testimony of P.O. Gary Wakshul
Judge
Sabo's practice of denigrating the significance of the evidence
presented by Jamal continued in his factfinding concerning Wakshul's
testimony. It is undisputed that Wakshul and his partner Stephen
Trombetta guarded Jamal as he awaited treatment in the emergency
room immediately after his arrest. It is also undisputed that
Wakshul was present when Jamal supposedly shouted out a rather
memorable confession (memorable for its shocking bravado and utter
remorselessness). (8/1/95 Tr. 54) The clincher, however, is the
following undisputed fact which the jury never learned: later
that morning (at 5:50 a.m., about two hours after the shooting),
immediately after he and his partner were relieved of their obligation
to watch over Jamal, Wakshul told an investigating detective,
and then signed a statement stating, that Jamal had said nothing
the entire time they stood watch over him at the emergency room.
(8/1/95 Tr. 28) Yet, in the face of these undisputed and explosive
facts, Judge Sabo not only found that Jackson was not derelict
in securing Wakshul's attendance, he implicitly found that Jackson
had actually protected Jamal's interests in foregoing Wakshul
as a witness. (FF 137)
The
PCRA record concerning what Wakshul had to offer is truly remarkable.
Wakshul testified to the following at the PCRA hearing. As of
December 9, 1981, Wakshul had been a police officer for four years
and was fully aware of the significance that confessions and admissions
by arrestees have within the criminal justice process. (8/1/95
Tr. 4, 10) After Jamal's arrest at the crime scene, Wakshul and
his partner, Officer Trombetta, transported Jamal to Jefferson
Memorial Hospital. (Id. at 20)
Officers
Wakshul and Trombetta were assigned to guard Jamal at the emergency
room while he awaited treatment. (Id. at 19-21.) Wakshul
understood that Jamal was the suspect in the shooting of Officer
Faulkner. (Id.) He acknowledged in his testimony that guarding
someone suspected of shooting a police officer was about the most
serious matter a police officer could be involved in. (Id.
at 20-21) He thus took this particular assignment, for which he
had received training, very seriously. (Id. at 13-14, 21)
Shortly
after being relieved of his duties that morning, Wakshul was interviewed
by Detective Kaminsky. Wakshul admitted at the PCRA hearing that
he wanted to be truthful to the detective and was motivated to
help make sure the person responsible for the killing was punished.
In short, he had no reason to withhold important information.
(Id. at 31-32) Furthermore, he explained that he had experience
and training from 1977 to 1981 in preparing police reports and
being interviewed by investigating detectives. (Id. at
13-14, 19.) He knew that making accurate and thorough reports
is important to the administration of justice. (Id.) Officer
Wakshul further conceded that a confession by a suspect is more
important than the other details he reported to Detective Kaminsky
that morning. (Id. at 37) These facts are all uncontested
and set the stage for the truly remarkable testimony that Wakshul
was about to give.
As
noted above, in the December 9, 1981 statement he signed at 5:50
a.m. (hence, considerably less than two hours after the supposed
confession), Officer Wakshul told Detective Kaminsky that "We
stayed with the male at Jefferson Hospital until we were released.
During this time the Negro male made no comments." (Id.
at 38) Officer Wakshul signed this statement. (Id.) Neither
a legal education nor trial experience is a prerequisite to appreciating
the significance of Wakshul's signed statement in view of the
prosecution's claim that Jamal confessed in Wakshul's presence.
Wakshul provides more than a simple absence of a report of a confession;
he affirmatively refutes the suggestion that a confession was
uttered - a fact that attorney Jackson tried to impress upon Judge
Sabo at trial. (7/1/82 Tr. 36-37) Yet, Judge Sabo concludes in
his factfinding that Wakshul was actually of no help to the defense.
(FF 137) [33]
Judge
Sabo's treatment of Wakshul's testimony highlights just how insistent
he was in denying Jamal post-conviction relief. Judge Sabo accepted
Wakshul's claim at the PCRA hearing that he in fact did hear Jamal
confess (FF 137), but did so at the expense of common sense. To
explain away his December 9, 1981 signed statement that flatly
refutes this claim, Wakshul initially put forth the excuse that
he did not feel the confession was important at the time
he signed the statement, and that he did not appreciate its
importance until over two months had elapsed. (8/1/95 Tr.
61) This preposterous testimony - so preposterous that it virtually
proves Wakshul was manufacturing the confession claim, as did
the other witnesses - never receives any treatment from Judge
Sabo: it is simply ignored as a monumental embarrassment, and
thus, in Judge Sabo's factfinding universe, a non-fact.
Instead,
Judge Sabo's factfinding seizes upon Wakshul's additional defense
to his failure to report hearing a confession - namely, that he
was too distraught at the time to report the confession. (FF 132)
But this excuse was equally feeble and just as perjurious.34 First,
the uncontested record establishes that Wakshul had the presence
of mind to provide abundant details about the events that morning
to Detective Kaminsky. He told her the exact time of the incident
(3:54 a.m.), the precise color of the automobile driven by the
person who told him an officer had been shot, a graphic description
of that person, the relative positions of the slain officer and
Jamal as they were found shot at the scene, and the existence
of a press card found in Jamal's wallet. (8/1/95 Tr. 33-36) Wakshul's
ability to provide these details - which he acknowledged paled
in importance to a confession (Id. at 37) - proves that
he was emotionally and cognitively equipped to inform Detective
Kaminsky that Jamal had confessed, if such was the case. Indeed,
the record proves definitively and conclusively that Wakshul was
emotionally and cognitively capable of informing Detective Kaminsky
about whether Jamal made any statements: he affirmatively reported
that he had not. These uncontested facts, which unquestionably
refute Wakshul's lame secondary excuse that he was too distraught
to report the confession, figure not at all in Judge Sabo's factfinding.
But
there is more. Wakshul had another opportunity to report hearing
a confession, but again said nothing. This latter fact is significant
because Judge Sabo, once again, brazenly submerges from view inconvenient
facts in his factfinding. According to Judge Sabo, Wakshul only
made two formal statements to investigating detectives: one being
the December 9th statement and the other being a February 11,
1982 statement concerning the confession given to Internal Affairs.
(FF 133) This finding that Wakshul only made two formal statements
to investigating detectives is indisputably wrong - a fact so
manifest that the Commonwealth will likely concede the point.
[35] While ignoring the fact that Wakshul actually made three
statements, Judge Sabo brushed aside the December 9th statement
as the product of an overwrought police officer and then elevated
the February 11th statement to the status of "truth."
Judge
Sabo's factfinding omits any mention of the essential and devastating
fact that, on December 16, 1981, Officer Wakshul made a statement
to Detective Thomas in furtherance of the investigation. (Id.
at 38, 40) He provided Detective Thomas such details as the color
of Jamal's pants and shirt, and information about a camera Officer
Faulkner had. (Id. at 40-41) Again, Officer Wakshul made
no mention of any confession. (Id. at 42) Instead, when
Detective Thomas asked "Is there anything you wish to add to this
interview?" Officer Wakshul responded "Nothing I can think of
now." (Id. at 42) Wakshul did not, and could not, explain
away his failure to mention a confession in this December 16,
1981 statement by pointing to his emotional condition. Recognizing
that his effort to use the excuse of being overwrought provided
no safe haven from the clear import of his December 9th statement
that Jamal made "no comments" at the emergency room, Wakshul reverted
back to the absurd excuse that he simply did not appreciate the
importance of the alleged confession until two months elapsed.
(Id. at 61) By conveniently ignoring the existence of this
December 16, 1981 interview statement, Judge Sabo conveniently
avoided the bind Wakshul found himself in, and the absurdity of
his excuse that he gave at the PCRA hearing to extricate himself
from that bind.
The
context in which the confession evidence surfaced is illuminating,
and never fully dealt with by Judge Sabo. As noted at the outset,
the whole notion that Jamal confessed - which would be a highly
relevant investigative fact - did not come to light through the
homicide investigation (actually, the opposite fact was reached
by the homicide investigation -- namely, that Jamal said nothing).
Rather, this highly relevant evidence of guilt suspiciously surfaced
within law enforcement through an internal affairs investigation
prompted by Jamal' police brutality complaint filed in January,
1981. (7/31/95 Tr. 125) [36]
On
February 11, 1982, when he was interviewed by Internal Affairs
regarding the brutality charges, Officer Wakshul sang a different
tune from that of his December 9th statement. (8/1/95 Tr. 48-49)
Whereas he initially claimed that Jamal said nothing while in
the emergency room, he told Internal Affairs investigators that
this man, perceived to be a cop-killer who had the audacity to
file brutality charges against police officers, actually did confess
to the shooting. When asked in the February 1982 Internal Affairs
interview why he had not reported the alleged confession earlier,
Officer Wakshul answered: "I didn't realize it [the confession]
had any importance until today." (Id. at 61) These facts
as to how the confession evidence surfaced never received fair
treatment by Judge Sabo.
Contrary
to Judge Sabo's factfinding, Jackson made it very clear at the
PCRA hearing that he considered Wakshul's testimony indispensable
to discredit the prosecution claim that Jamal had confessed to
the crime. (7/27/95 Tr. 65) Both he and Jamal desperately wanted
Wakshul to testify. (7/31/95 Tr. 109) Furthermore, Jackson believed
he could have had a "field day" with Wakshul, in view of his laughable
claim that he neglected to mention the confession until February
11, 1982, because he did not appreciate its importance earlier.
(7/31/95 Tr. 111) Jackson recognized, as any criminal defense
attorney would, that Wakshul had the potential to devastate not
only the credibility of the prosecution's claim concerning the
confession, but the reliability of the prosecution's case as a
whole. (Id. at 112) By contrast, in Judge Sabo's bizarre
factfinding universe, Jamal was better off without Wakshul. [37]
Wakshul's
value as a witness was enhanced even further by the fact that
the confession claim, in and of itself, was already ripe for attack.
Other evidence substantiates Wakshul's signed December 9th statement
that Jamal did not confess. Doctor Regina Cudemo was present in
the emergency room and did not hear Jamal utter any significant
remark, let alone a memorably crude confession. (6/29/82 Tr. 24)
Doctor Anthony Coletta treated Jamal within five to ten minutes
of his arrival. (6/24/82 Tr. 66, 73, 167) He found Jamal to be
"weak...on the verge of fainting...if you tried to stand him up,
he would not have been able to stand." (6/28/82 Tr. 28.76)
Wakshul's
obvious willingness to perjure himself by stating that he did
in fact hear a confession would have enhanced the attack upon
the two prosecution witnesses who testified at trial to hearing
the confession. These two witnesses were P.O. Garry Bell (P.O.
Faulkner's partner and "best friend"), and a hospital security
guard, Priscilla Durham, who first denied knowing P.O. Faulkner,
then admitted talking to him on a number of occasions, sometimes
over coffee. (6/24/82 Tr. 37, 44, 156) Durham testified the confession
was shouted out in the presence of fifteen to twenty officers
hovering over a struggling Jamal. (Id. at 28, 56) She claimed
that he shouted the confession again, using the exact same words
and in the midst of a crowd of police officers. (Id. at
30, 83) Bell testified that he approached Jamal soon after he
was brought into the emergency room for treatment so as to confront
him. Without prompting, Jamal allegedly directed the alleged confession
at Bell, even though there is no indication that Jamal knew that
Bell was P.O. Faulkner's friend and former partner. (Id.
at 140)
Although
Officer Bell made a log report that night and volunteered a statement
to homicide detectives the following week (PCRA Exh. 24), he did
not report to anyone for two months that this man who he confronted
on the emergency room floor confessed so brazenly directly in
his face; and similarly, Durham, who had daily contact with police
(6/24/82 Tr. 45), never reported to law enforcement investigators
that she too heard the supposed "confession" until March, 1982,
when she also was interviewed by Internal Affairs detectives.
(Id. at 154, 169) [38] None of these facts appear in Judge
Sabo's selective marshaling of the evidence.
Indeed,
Judge Sabo never grapples with the remarkable fact that not
a single law enforcement document even hints at a confession
or admission until two months elapse and Internal Affairs injects
itself into the case. This fact, when examined in light of Durham's
claim that over a dozen police officers hovered over Jamal when
he uttered the confession on one occasion, and repeated it later
among a crowd of police officers, is simply too stunning to ignore;
and yet, Judge Sabo does. In an investigation that generated reams
of paper (including the supposedly meaningless report by P.O.
Jones concerning the supposed irrelevant bystander, William Singletary),
the absence of a single document from within the homicide investigation
concerning an explosive item of evidence - a truly remarkable
confession - speaks volumes about the integrity of the prosecution's
claim that Jamal confessed. That the only document generated from
the homicide investigation addressing whether Jamal said anything
in the emergency room is Wakshul's December 9th signed report
simply clinches the point.
Wakshul's
PCRA testimony serves to undercut Bell and Durham in other ways
(also ignored by Judge Sabo's selective factfinding). He testified
that he knew Officer Bell and could not recall seeing him in the
emergency room (8/1/95 Tr. 23), even though, according to Bell,
the confession was said directly to him. (6/24/82 Tr. 140) He
also could not recall any hospital personnel or security guards
being present. (Id. at 50) The only person who Wakshul
could remember nearby was his partner, Officer Trombetta. According
to police reports, Trombetta never heard a confession either.
(Id. at 57) [39]
2.
The denial of the continuance to secure Wakshul's attendance
Judge
Sabo's marshaling of evidence to render factfindings on the issue
of the continuance is also unreasonable. Judge Sabo found that
the denial of the continuance was justified in view of Wakshul's
vacation. (FF 124) The record positively refutes this finding.
The custom and practice in Philadelphia at the time of Jamal's
trial was for the defense lawyer to request of the prosecutor
to have the needed officer come to court. (7/27/95 Tr. 63-64)
A subpoena was unnecessary. Attorney Jackson was familiar with
this custom and practice and expected it to be followed in this
case. (Id.)
During
the defense portion of the trial, Jackson requested of prosecutor
McGill to produce Wakshul as a witness. (Id. at 64) To
Jackson's shock, McGill refused, exclaiming that he was "not bringing
him in at the last minute. (Id. at 33; see also Id.
at 64-65; 7/28/95 Tr. 182) Suspiciously, it was Judge Sabo who
first raised the possibility that Wakshul may be unavailable because
he was "on vacation." (7/1/82 Tr. 37) [40] Jackson and Jamal both
pleaded with Judge Sabo, without success, to grant a continuance
so that Wakshul could testify upon returning from vacation. (Id.
at 37-39; 7/28/95 Tr. 66) Judge Sabo coldly remarked that he was
"not going to go looking for anybody now," and that Jackson and
Jamal would have to forego that witness because Jackson had "goofed."
(7/1/82 Tr. 38) Judge Sabo even refused to endorse Jackson's urging
that prosecutor McGill simply telephone Wakshul's home to see
if he was within the jurisdiction, characterizing Jackson's pleas
as "nonsense." (7/1/82 Tr. 38-39; 7/27/95 Tr. 66) [41]
Judge
Sabo's obstinacy is particularly distressing in retrospect, as
it is now a matter of record that Wakshul was in Philadelphia,
available to testify, notwithstanding his vacation. (8/1/95 Tr.
94, 100-03, 118, 136) According to Wakshul's 1995 PCRA testimony,
prosecutor McGill and/or police supervisors directed Wakshul and
other officers to "stay available" and "not to go away on vacations"
during the course of Jamal's trial. (8/1/95 Tr. 80) He understood
this to mean that he was to "stay around and [be] available in
case we want to call you or you're called by someone, and see
what transpired. . . . and I did not go away on vacation, most
of it was spent at home." (Id. at 118) Consequently, Wakshul
spent his vacation at home in Philadelphia, and thus reachable
by phone, until he learned that the Jamal trial was over. (Id.
at 94, 100-103, 118, 136) As the Court acknowledged during the
PCRA hearing, Wakshul was "already here and available." (Id.
at 142) [42]
Judge
Sabo's factfinding concerning the defense's need for, and inability
to secure the attendance of, witness Wakshul exemplifies why this
Court must independently determine the facts in this case. No
matter how compelling the record, and no matter how ludicrous
the proposition that is deployed in defiance of that record, Judge
Sabo exhibits no hesitation in smothering the vitality of the
constitutional claim with ill-conceived findings of fact. [43]
C.
Trial Counsel's Ineffective Assistance During The Guilt Phase
(Claims 6-8)
The
most extensive factfinding by Judge Sabo concerns the issue of
trial counsel's alleged ineffectiveness during the guilt phase.
Here, too, one sees findings of fact neither disciplined by logic
nor constrained by the plain meaning of unrebutted testimony.
A tiresome tactic reverberates throughout Judge Sabo's factfinding
on this claim: his findings amount to nothing more than self-serving
speculation extrapolated from insignificant clusters of facts
- all the while ignoring the truly probative evidence which affirmatively
refutes those findings.
While
the specific findings are unreasonable in light of the record
as a whole, Judge Sabo's findings on this claim should be set
aside for a more basic reason. The essence of Judge Sabo's rejection
of Jamal's ineffective assistance claim - contained within nearly
half of the factfindings on this issue - is that any defects in
defense counsel's representation were caused by Jamal himself,
as he is said to have exercised plenary control over the defense
case. (FF 64-77) As Judge Sabo summarized in paragraph 68 of his
Conclusions of Law: "Because Petitioner did not cooperate with
his attorney but retained personal control of trial strategy,
any supposed 'ineffectiveness' in the penalty phase or at trial
was Petitioner's own responsibility."
1.
The issue concerning Jamal's alleged control over the defense
case
Judge
Sabo's conclusion that Jamal exercised ultimate control over the
defense case is lifted straight from the Commonwealth's cross-examination
strategy vis a vis attorney Jackson at the 1995 PCRA hearing.
The Commonwealth posited questions to Jackson at the PCRA hearing
which carried the theme that Jamal controlled the defense case.
As shown below, Jackson emphatically rejected even the insinuation
that Jamal controlled the manner in which the defense proceeded.
(7/27/95 Tr. 76, 139, 140-41)
Defying
the well-known cautionary jury instruction that a question alone
is not evidence (it is the question coupled with the answer),
Judge Sabo's factfinding in regards to the "control" issue is
patently unreasonable when examined in light of the record as
a whole because he simply credits the implications embedded in
the cross-examination questions. For Judge Sabo, Jackson's answers
did not even rise to the level of inconvenient facts to rebut;
they were simply ignored. Although the prosecutor's questions
were calculated to secure evidence to the contrary, the unvarnished
fact remains: not a scintilla of evidence exists in the record
supporting Judge Sabo's finding that Jamal controlled the defense
case. [44]
The
device by which Judge Sabo circumvents Jackson's testimony is,
by now, very familiar. Judge Sabo whitewashes the record with
the conclusory finding that Jackson was "incredible" in testifying
repeatedly that he, and not Jamal, was in control over the defense
case. (FF 78-82) An analysis of Judge Sabo's finding that Jackson
was not credible illuminates the unreasonableness of Judge Sabo's
factfinding on the ineffectiveness claim. To prove that Jackson
is not credible on the "control" issue, Judge Sabo relies principally
on three incidents at trial which supposedly establish that Jamal
was, in fact, in control: (1) Jackson made copies of witness statements
and provided them to Jamal, but failed to retain a complete set
of the file (7/27/95 Tr. 106-09)(see FF 70); (2) Jackson
on one occasion honored Jamal's directive that he not appear at
a sidebar conference (Id. at 140-44)(see FF 66); and (3)
Jackson on one occasion advised the trial court that he was moving
to dismiss the murder charge because Jamal directed him to do
so (7/28/95 Tr. 116-17) (see FF 74).
In
FF 70, Judge Sabo finds that Jamal "apparently refused to return"
the photocopied file to Jackson after his pro se status
had been terminated. This conjecture was deduced solely from a
single occasion when Jackson asked prosecutor McGill for documentary
materials that he did not possess. In fact, this particular episode
occurred before Jamal decided to proceed pro se, and thus,
before the issue of control ever surfaced. (4/29/82 Tr. 58) Jackson
never testified, and no evidence suggests otherwise, that Jamal
retained control over case materials to which Jackson did not
have access. In fact, Jackson repudiated this suggestion. (7/27/95
Tr. 106-09)
In
FF 66, Judge Sabo seizes upon a single instance in which Jackson
refused to participate in a sidebar conference because Jamal asked
that he not. Judge Sabo, in a particularly sinister distortion
of the record, omits mention of the fact that this single episode
occurred immediately after Judge Sabo stripped Jamal of the opportunity
to personally conduct the voir dire. [45] Thus, this episode took
place at a time when it was unclear who was in charge of the defense,
and Jackson's willingness to abide by Jamal's directive on this
single occasion simply reflected Jackson's understanding that
Jamal continued to be pro se counsel at that juncture in
the proceedings. (6/9/82 Tr. 3.40-41) Nothing in this single episode
suggests that Jackson relinquished control over the strategic
and tactical judgments routinely made by trial counsel during
the course of a trial (as the substantive part of the trial had
not yet started). If anything, this incident reveals Jackson's
willingness to respect Jamal's status as a pro se litigant.
[46]
Another
tortured marshaling of evidence occurs in FF 74. Judge Sabo found
that Jackson moved to dismiss the murder charge at the end of
the prosecution's case-in-chief because Jamal directed him to
do so. (7/1/82 Tr. 44, 55) Because Jackson made the motion at
Jamal's direction, Judge Sabo infers that Jamal was in control.
The record, however, proves precisely the opposite. Jackson testified
that all strategic and tactical decisions made during trial were
his own, and as proof of this fact, Jackson pointed out that it
was his practice to state explicitly on the record those instances
when he was doing something because Jamal directed him to do so.
(7/28/95 Tr. 133) The incident recounted in FF 74 was the only
time that Jackson staked out a legal position after prefacing
his remarks in this fashion. Thus, this single instance where
Jackson expressly indicated that his advocacy was made at the
direction of Jamal actually confirms that his conduct during the
trial was not dictated by Jamal. [47]
Judge
Sabo also relies, to a lesser degree, on other parts of the record
to support his conclusion that Jamal was in control of the defense
case. He found that Jamal "personally directed" the use of peremptory
challenges, but the supporting citation to the record reveals
the insignificant fact that Jackson conferred with Jamal about
the exercise of those challenges. (FF 67) [48] Judge Sabo also
found that Jamal "personally decided what character and exculpatory
witnesses would be called on his behalf, refusing to even tell
his trial attorney who these persons were." (FF 69) Absolutely
nothing in the record supports this proposition, and the events
at trial confirm that Jackson was aware of witnesses to call.
In those instances where Jackson failed to secure a witness's
attendance, he forthrightly placed the blame on himself. [49]
Judge
Sabo's laundry list of other incidents purportedly reflecting
Jamal's control over the defense case are especially trivial.
(FF 64, 68, 71-73) Essentially, these incidents reflect the rift
that existed between Jamal and Jackson; and indeed, as the Petition
sets forth in detail (Claim 7), a serious rift did rupture this
attorney-client relationship. But it is the height of unreasonableness
to infer from this fact that Jamal had control over the defense
case. Nothing in the rift between Jackson and Jamal points to
this conclusion. If anything, this rift indicates Jamal's upset
over having lost control. (See Claim 7)
Therein
lies the irony and unreasonableness in Judge Sabo's conclusory
finding that Jamal had "control" over his own case. The acrimony
between Judge Sabo and Jamal, the degenerated relationship between
Jamal and Jackson, and the ultimate banishment of Jamal from approximately
half of the trial - all of these things occurred because Jamal
lost control over the case; they in no way bespeak the
assertion of control, as claimed in Judge Sabo's Findings of Fact.
[50]
2.
Specific findings concerning Jackson's performance
The
Petition sets forth in detail the deficiencies in Jamal's trial
representation. Aside from placing blame on Jamal for those deficiencies
in attorney Jackson's performance, Judge Sabo uniformly minimizes
their prejudicial impact.
(a)
Judge Sabo's finding concerning Jackson's pretrial preparation
Anthony
Jackson was appointed to represent Jamal in December, 1981. (7/27/95
Tr. 37) At that time, Jackson was employed by a public interest
group and was in the process of transitioning back into private
practice. (Id. at 36-37) In the first four months of his
involvement, from December 15, 1981 to April 15, 1982, Jackson
was in the process of opening his private practice. (7/31/95 Tr.
89) He had no paralegals, no investigators, and he shared a secretary
with another lawyer. (Id.) Although Jackson was ill-equipped
to handle this complicated and high-profile capital case, Judge
Sabo makes only one finding concerning Jackson's pretrial preparation,
and that finding is conclusory in nature: "Mr. Jackson conducted
thorough and intensive pretrial preparation for a period of five
months." (FF 61) [51]
Finding
of Fact #61 is supported by a citation to seven pages in Jackson's
testimony (all answers to cross-examination). In those relied-upon
seven pages, Jackson testified that: (1) he "did not review every
statement in this case prior to trial" (7/28/95 Tr. 57); (2) he
acquiesced to the prosecutor's suggestion that he read the police
reports at least ten times (Id.); and (3) he prepared the
case with the intention of being Jamal's trial counsel, "whatever
that means." (Id. at 68) Nothing in these relied-upon seven
pages actually supports the proposition that Jackson worked diligently
in preparing Jamal's case for trial. In fact, the record demonstrates
that the opposite is true.
During
the five month pretrial period that Jackson was Jamal's trial
counsel, he filed various motions for appointment of experts,
and filed a motion to suppress, a lineup motion, and a discovery
motion. Jackson also handled various issues relating to Jamal's
health and prison conditions. (7/31/95 Tr. 90-91) In addition,
in order to generate income to fund his fledgling law practice,
Jackson had to devote attention to other cases and clients. (Id.
at 91, 132) According to Jackson, "there was very little time
to do anything else but to file all of these motions and to argue
the motions themselves." (Id. 92) Judge Sabo's factfinding
treats this testimony as if it did not exist. [52]
The
key period for trial preparation was to be the final month leading
up to the trial. Thus, on April 29, 1982 (about five weeks before
the trial was to begin and four months into the case), Jackson
requested that the court appoint a second attorney to assist with
the defense, as he recognized that he was in over his head. (4/29/82
Tr. 6; 7/27/95 Tr. 68, 92) Whereas Judge Sabo blithely characterizes
Jackson as having thoroughly and intensively prepared for trial
as of this date, the record reveals Jackson's urgent plea for
help with the trial just around the corner:
[T]here
is a problem in organizing the materials that I have before me,
as well as preparing the appropriate research . . . . There is
a great deal of work to be done, a great deal of information to
be developed, and I have some reservations as to whether or not
I can properly be prepared to go to trial within the next three
weeks, or three to four weeks. . . . I have reams and reams of
material to go through . . . . And that's my problem. Physically,
your Honor, I can do only so much. As your Honor well knows, I
do have other trials. . . . I am in the process of reducing my
trial load, your Honor, to allow me to prepare effectively for
this matter. But there are some matters that are still outstanding.
(4/29/82 Tr. 6-9) [53]
Judge
Sabo's factfinding ignores this event, just as it ignores this
critically important five-week pretrial period. Instead, Judge
Sabo accuses Jackson of falsely claiming at the PCRA hearing that
he was ill-prepared, citing the supposed fact that he was "motivated
by a desire to portray his actions as . . . . constitutionally
defective." (FF 82) This attribution of motive to falsely testify
is nowhere supported by a citation to the record. Judge Sabo's
other aspersion against Jackson - that he was slanting his testimony
in Jamal's favor out of ego gratification (FF 78 - is just too
absurd to take seriously. The "ego gratification" motive found
by Judge Sabo is based upon nothing more substantial than Jackson's
agreement with the prosecutor's assertion that trial lawyers typically
have healthy egos. (7/27/95 Tr. 92-93) This innocuous acquiescence
to an innocuous question, in Judge Sabo's factfinding universe,
is transformed into a motive to falsify testimony.
In
sum, Judge Sabo's quest to find an ulterior motive for Jackson
to confess his own ineffectiveness is sheer folly, as the record
is bereft of evidence on which to make such findings. But more
fundamentally, it is a misguided quest, as a reading of Jackson's
PCRA testimony demonstrates that he resisted characterizing his
trial performance as ineffective. (7/27/95 Tr. 162, 166, 168;
7/28/95 Tr. 59) In fact, Jackson readily admits ineffectiveness
in only one respect: securing money for the retention of experts
and an investigator. (7/31/95 Tr. 184)
On
May 13, 1982, after Jackson's applications for additional funds
to employ experts was denied, Jamal requested, and was granted
the right, to represent himself. (7/27/95 Tr. 69) Jackson then
became "backup" counsel from that point until June 18th, the day
of opening statements. (Id.) Jackson was backup counsel
from May 13th to June 18th. (7/31/95 Tr. 94) Jackson vehemently
protested his continued involvement in the case and he professed
ignorance as to his obligations as backup counsel. (Id.;
7/27/95 Tr. 69, 149-51) Forced to remain in the case as backup
counsel, Jackson took to heart Judge Sabo's instructions that
backup counsel need not do anything by way of trial preparation.
(6/1/82 Tr. 5; 7/27/95 Tr. 95) [54] Thus, during the period of
time that virtually all competent trial lawyers dedicate themselves
to preparing for trial, Jackson did nothing on Jamal's behalf.
(7/27/95 Tr. 17, 93-96, 138, 150-51; 7/31/95 Tr. 17) [55]
Moreover,
Jackson expressed discomfort with doing nothing, prompting him
to ask "many times" to be relieved from the case. (7/27/95 Tr.
70) [56] The fact that Jackson did nothing to prepare for trial
during the immediately preceding five weeks is both irrefutable
and unmentioned in Judge Sabo's factfinding. Likewise, Judge Sabo's
factfinding says nothing of the fact that, when trial began with
jury selection, Jackson never expected to be in the role of trial
counsel. (7/28/95 Tr. 71) As Jackson put it, "all of a sudden
I was told that I had to do it. I had not planned on it." (Id.)
The record amply supports Jamal's claim that defense counsel was
unprepared to handle the trial.
(b)
The manner in which Jackson resumed his role as trial counsel
By
omitting the above-noted facts from his factfindings, Judge Sabo
avoided the most disturbing aspect of the record with respect
to Jackson's ability to discharge his Sixth Amendment obligations.
On the very day that the prosecutor was to give his opening statement,
Judge Sabo permanently stripped Jamal of his pro se rights
and thrust attorney Jackson into the lead counsel role (which
did not even prompt a request for a continuance). The uncontroverted
fact is plain: Jamal's trial counsel launched into the trial totally
unprepared and unwilling to take on that responsibility.
The
trial and PCRA record reveals the following in terms of how Jackson
once again found himself in the lead counsel role. By the third
day of jury selection, the prosecution requested that Judge Sabo
assume control over the voir dire, arguing that the pace was too
slow and Jamal's pro se status instilled fear and anxiety
in the venire. (6/9/82 Tr. 3.2-4) Judge Sabo accepted the prosecution's
contentions and provided Jamal with two options in regards to
the voir dire: relinquish control to attorney Jackson or relinquish
control to him. (Id. at 3.17-19). Refusing to make a choice,
Jamal found himself protesting Judge Sabo's sua sponte
control over the voir dire. (Id. at 3.19) [57]
After
the jury was empaneled, and just as the prosecutor was to begin
his opening statement, Judge Sabo ordered a stunned Jackson to
act as lead |